Procedures and policies

Review and drafting for Investment Firms and IFMs

Ensuring compliance with Luxembourg’s evolving regulatory landscape requires thorough assessments of internal procedures. Origo Consulting provides independent reviews to strengthen regulatory compliance and governance frameworks. The services are aimed at IFMs, regulated and unregulated investment funds, Investment Firms

Compliance Reviews for IFMs and Investment Firms assess internal policies, governance structures, and adherence to regulatory expectations. Firms benefit from a structured evaluation that identifies areas for improvement and ensures alignment with CSSF requirements.

AML/CTF Reviews supports firms in maintaining robust anti-money laundering and counter-terrorism financing frameworks. This service includes an assessment of customer due diligence processes, transaction monitoring systems, and regulatory reporting obligations.

Risk Management Framework Reviews focus on evaluating firms’ risk policies, ensuring they align with regulatory and operational requirements. Proper risk governance enhances resilience and regulatory preparedness.

Outsourcing and Conflict of Interest Reviews help firms assess and document the delegation of critical functions. Ensuring clear roles, responsibilities, and oversight mechanisms mitigates compliance risks.

ESG and Sustainability Risk Implementation reviews the integration of ESG considerations within investment and risk management processes. Firms preparing for regulatory inspections or seeking to enhance sustainability governance benefit from a structured implementation strategy.